Res670w4p1

Please read each passage below, I need a few sentences in response to each part. Please use at least one source. Please cite the reference(s) properly. Part 1 and 2 can be on the same word document, however, please keep them separate by labeling them. 
PART 1
To Be Exempt or Non-Exempt 
The Share offering from a non-profit Private University would not have to be registered because the Securities Act of 1933 states that non-profit organizations are exempt from registration laws (Seaquist, 2012) 
The share offering coming from the same for-profit Private University will have to be registered in order to be SEC compliant. While not all shares need to be registered, the SEC exempt items are limited to private offerings to limited persons, offerings of smaller size, intrastate offerings or municipal, state and/or federal governments (Hamilton, Securities and Going Public Lawyer, 2021). Specific to the example, the Private University shares do not fall into any of these categories. The offer is going to be public and offered for sale online. There is no limit stated for the size of the offering and the shares being sold online means they can be sold across state lines.  
References:
Seaquist, G. (2012). Business law for managers. Zovio. 
Brenda Hamilton, Securities and Going Public Lawyer. (2021, July 9). What is a SEC Registration Statement? Going Public Lawyer. Hamilton & Associates Law Group, P.A. https://www.securitieslawyer101.com/2019/sec-registration-statements-going-public-lawyer/ (Links to an external site.) 
Part 2
Based solely on the requirements set by the Federal government under the Securities Act of 1933, Private University would not have to file with the Securities and Exchange Commission (SEC). Although extremely limited, the Securities Act of 1933 provides a few exemptions, one of which being “securities issued by nonprofit religious, charitable, educational, benevolent, or fraternal organizations” (Seaquist, 30.1). With the slight change in registration of the business entity from non-profit to for-profit, the Private University would have to register their “shares for learning” certificates with the SEC. In my understanding of the requirements and regulations, if the Private University was to limit the amount and time frame of the securities sold, it would again become exempt. Under Regulation A “any nonpublic issuer may sell up to $5 million of securities in a one-year period with no limit on the number of purchasers and no purchaser sophistication requirement” (Seaquist, 30.1). It is important to note, that even though it relieves the organization of having to register with the SEC, it still would have to file other documentation. 
Reference:
Seaquist, G. (2012). Business law for managers. Zovio. 

Don't use plagiarized sources. Get Your Custom Essay on
Res670w4p1
Just from $13/Page
Order Essay
Calculate your order
Pages (275 words)
Standard price: $0.00
Client Reviews
4.9
Sitejabber
4.6
Trustpilot
4.8
Our Guarantees
100% Confidentiality
Information about customers is confidential and never disclosed to third parties.
Original Writing
We complete all papers from scratch. You can get a plagiarism report.
Timely Delivery
No missed deadlines – 97% of assignments are completed in time.
Money Back
If you're confident that a writer didn't follow your order details, ask for a refund.

Calculate the price of your order

You will get a personal manager and a discount.
We'll send you the first draft for approval by at
Total price:
$0.00
Power up Your Academic Success with the
Team of Professionals. We’ve Got Your Back.
Power up Your Study Success with Experts We’ve Got Your Back.
Live Chat+1(978) 822-0999EmailWhatsApp

Order your essay today and save 20% with the discount code ORIGINAL