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carefully to answer the following questions:

State the dependent variables and independent variables considered in the study.

Identify and share the percentage of patients who were readmitted 30 days post discharge after receiving protocol RT?

Discuss the factors that you found to be critical in determining the length of the hospital stay.

  • State the null hypothesis (based on the subjects receiving non-protocol RT) of the probability of readmission after 30 days of discharge, and the alternate hypothesis.
  • Share your calculation for the p-value for the proportion of subjects who will be readmitted after 30 days of discharge that received protocol RT.
  • Discuss if your findings are statistically significant? (justify your answer with appropriate calculation/code).
  • Comparison of Therapist-Directed and Physician-Directed Respiratory
    Care in COPD Subjects With Acute Pneumonia
    Nicholas D Werre MSRT RRT, Erin L Boucher MSRT RRT, and
    Will D Beachey PhD RRT FAARC
    BACKGROUND: The purpose of this retrospective medical record review was to compare the
    effects of therapist-directed (protocol RT) and physician-directed (non-protocol RT) respiratory
    therapy on hospital stay and 30-d post-discharge readmission in COPD subjects with acute bacterial
    pneumonia. METHODS: We reviewed 320 medical records; 244 records were usable. Information
    gathered included gender, age, RT protocol type (protocol RT or non-protocol RT), hospital stay,
    30-d post-discharge readmission, and disease severity score. A 3-way analysis of variance and post
    hoc analysis were performed to determine the possible effects of disease severity, age, and RT
    protocol type on hospital stay and the possible interaction effects among these independent variables. A chi-square test for independence was computed to determine whether there was an association between RT protocol type and 30-d readmission. RESULTS: There were no significant
    interaction effects among RT protocol type, age, and disease severity on hospital stay. In addition,
    there were no significant effects of either RT protocol type (P ⴝ .41) or age (P ⴝ .85) on hospital
    stay in our subject sample. However, as expected, disease severity had a significant effect on hospital
    stay, increasing it by a mean of 2.6 d (95% CI 0.77– 4.4, P ⴝ .005). The chi-square test for
    independence revealed that the frequency of 30-d readmission was significantly associated with RT
    protocol type (P ⴝ .02); fewer 30-d readmissions were associated with protocol RT. CONCLUSIONS:
    We interpreted the finding of no difference in mean hospital stay between protocol and nonprotocol RT to indicate that protocol RT did not confer a disadvantage to subjects in terms of
    hospital stay. Additionally, the results suggest that treatment efficacy is not sacrificed when RT is
    directed by respiratory therapists rather than by physicians regardless of disease severity and that
    therapist-directed protocols may have been of some benefit in reducing 30-d post-discharge readmission. Key words: respiratory therapy; COPD; patient readmission; patient discharge; stay; severity
    of illness index. [Respir Care 2015;60(2):151–154. © 2015 Daedalus Enterprises]
    Introduction
    Respiratory therapy (RT) protocols are based on published evidence-based clinical practice guidelines. Proto-
    Mr Werre is affiliated with the Respiratory Care Department, Jamestown
    Regional Medical Center, Jamestown, North Dakota; Ms Boucher is
    affiliated with the Respiratory Care Department, St Alexius Medical
    Center, Bismarck, North Dakota; Dr Beachey is affiliated with the Respiratory Therapy Program, University of Mary/St Alexius Medical Center, Bismarck, North Dakota.
    cols help standardize patient care and give respiratory therapists the ability to deliver timely care without waiting for
    an order from a physician. Our institution subscribes to the
    American Association for Respiratory Care’s definition of
    therapist-implemented protocols1. Physicians at our hospital have the option to order RT per protocol or to order
    and direct the course of RT themselves. When physicians
    order RT by protocol, respiratory therapists interview and
    Supplementary material related to this paper is available at http://
    www.rcjournal.com.
    Correspondence: Will D Beachey PhD RRT FAARC, Respiratory Therapy Program, St Alexius Medical Center/University of Mary, 900 East
    Broadway, Bismarck, ND 58502. E-mail: wbeachey@primecare.org.
    The authors have disclosed no conflicts of interest.
    DOI: 10.4187/respcare.03208
    RESPIRATORY CARE • FEBRUARY 2015 VOL 60 NO 2
    151
    RESPIRATORY THERAPIST- VS PHYSICIAN-DIRECTED CARE IN COPD SUBJECTS
    assess the patient, determine the most appropriate RT treatment plan, write orders, implement therapy per protocol,
    monitor treatment effectiveness, and adjust, discontinue,
    or restart treatment, keeping the physician informed at all
    times.
    SEE THE RELATED EDITORIAL ON PAGE 304
    A number of studies in various health-care disciplines
    have compared therapist-directed RT (protocol RT) with
    physician-directed RT (non-protocol RT). Several studies
    have failed to show a significant difference in subject outcomes between protocol and non-protocol RT.2,3 However, Hermeto et al4 found that protocol RT in the neonatal
    ICU significantly reduced weaning time in mechanically
    ventilated neonates compared with non-protocol RT.
    Similarly, protocol RT was found to reduce the duration of
    mechanical ventilation in adult subjects.5,6 Protocol RT
    has also been credited with reducing ICU readmission secondary to atelectasis, mucus plugging, and respiratory
    distress.
    Therapist-directed protocols have been associated with
    significant cost savings to patients and hospitals4,7,8 and
    have been shown to improve overall hospital resource utilization.7-9 Kollef et al7 demonstrated that protocol RT
    reduces the number of unnecessary treatments given, significantly lowering health-care costs without increasing
    adverse patient outcomes. Pikarsky et al10 showed that
    protocol RT reduces medication errors by eliminating variations in practice. Importantly, protocol RT results in more
    timely therapy than non-protocol RT.11
    This study addresses the effectiveness of protocol RT in
    COPD subjects admitted for exacerbations of their disease. Although Tramacere et al11 studied the effectiveness
    of therapist-directed protocols in COPD in-patients, they
    focused on pulmonary rehabilitation outcomes. To our
    knowledge, this is the first study that compares hospital
    stay and 30-d readmission in COPD subjects with acute
    pneumonia receiving protocol RT versus non-protocol RT.
    Our research questions were: (1) does therapy protocol
    type (therapist-directed or physician-directed) affect patient stay? (2) Does COPD severity and/or age influence
    the protocol type’s effect on hospital stay? (3) Is 30-d
    patient readmission associated with therapy protocol type?
    QUICK LOOK
    Current knowledge
    Respiratory therapy (RT) protocols are based on published evidence-based clinical practice guidelines. Protocols have been shown to standardize patient care and
    allow respiratory therapists to deliver appropriate, timely
    care without waiting for a physician order.
    What this paper contributes to our knowledge
    Respiratory care delivered by respiratory therapistdriven protocols did not confer a disadvantage to subjects in terms of hospital stay compared with physiciandirected treatment. Treatment efficacy was not sacrificed
    regardless of disease severity, and 30-d post-discharge
    readmission rates were lower under respiratory therapistdriven protocols.
    After gaining approval from our institution’s institutional review board, we conducted a retrospective medical
    record review of subjects with COPD who were hospitalized between 2007 and 2012 with the diagnosis of acute
    bacterial pneumonia. The following ICD-9 (International
    Classification of Diseases, 9th Revision) codes were used
    to identify subjects: 481, 482 and subsets, 483 and subsets,
    491.21, and 496. The medical record search was designed
    to exclude mechanically ventilated patients and patients
    who were transferred to the transitional care or rehabilitation unit; a total of 320 medical records were identified.
    Information gathered included gender, age, RT treatment status (protocol RT vs non-protocol RT), hospital
    stay, 30-d readmission (yes or no), and a severity of illness
    index. Thirty-day readmission was determined by manually checking discharge and readmission dates. RT treatment status was ascertained by knowledge of the ordering
    physician’s identity. (At our institution, physicians either
    subscribe or do not subscribe to RT protocols; a list of
    subscribing and non-subscribing physicians is kept in the
    hospital’s respiratory care department. For pertinent sections of our adult RT protocol, see the supplementary materials at http://www.rcjournal.com.) Of the 320 records
    identified, only 245 had complete data sets. One subject’s
    record was removed as an extreme outlier. Of the 244
    remaining subjects, 162 (66%) received protocol RT, and
    82 (34%) received non-protocol RT. We used a univariate
    3-way analysis of variance (protocol type ⫻ age ⫻ COPD
    severity) with pairwise post hoc comparisons and a chisquare test of independence to answer our research
    questions.
    The COPD severity of illness index is an integral component of the All Patient Refined Diagnosis-Related
    Group system, which classifies patients according to the
    chief complaint on admission, severity of illness, and risk
    of mortality.12 The assigned severity of illness or risk of
    mortality subclass is dependent on the patient’s underlying
    problem and the number of coexisting serious diseases or
    illnesses present; that is, severity of illness and risk of
    mortality assignments depend on a patient’s comorbidities,
    152
    RESPIRATORY CARE • FEBRUARY 2015 VOL 60 NO 2
    Methods
    RESPIRATORY THERAPIST- VS PHYSICIAN-DIRECTED CARE IN COPD SUBJECTS
    age, principal diagnosis, and medical procedures performed. High severity of illness and risk of mortality levels are associated with multiple comorbidities and their
    interactions. Four severity of illness and risk of mortality
    categories numbered sequentially from 1 to 4 indicate minor, moderate, major, and extreme severity of illness and
    risk of mortality, respectively.
    To ensure an adequate number of cases in each category, we combined disease severity scores to create a dichotomous variable; subjects with severity scores of 1 and
    2 formed one group, and subjects with scores of 3 and 4
    formed a second group. The same method was used to
    group subjects into 2 age categories: ⱕ 70 y and ⱖ 71 y.
    Eighty-nine subjects were ⱕ 70 y old and 155 subjects
    were ⱖ 71 y old.
    Results
    There were no significant interaction effects among the
    independent variables (protocol, age, and disease severity)
    on hospital stay. In addition, there were no significant
    effects of protocol type (P ⫽ .41) or age (P ⫽ .85) on
    hospital stay in our subject sample. The absolute nonsignificant difference for protocol on hospital stay was a
    mean of 0.76 d (95% CI 1.06 –2.58), and the absolute
    nonsignificant difference for age on hospital stay was a
    mean of 0.175 d (95% CI 1.65–1.2). As expected, there
    was a significant effect of disease severity on hospital stay
    (P ⫽ .005). The absolute significant difference for the
    effect of disease severity on hospital stay was a mean of
    2.59 d (95% CI 0.77– 4.41).
    A chi-square test for independence was performed to
    determine whether readmission to the hospital within 30 d
    of discharge was independent of respiratory care protocol
    type. Protocol RT was significantly associated with fewer
    30-d readmissions (P ⫽ .02) compared with non-protocol
    RT. A total of 213 subjects avoided hospital readmission
    in the first 30 d following discharge; of these subjects, 147
    (69%) received protocol RT, and 66 (31%) received nonprotocol RT.
    Of the 162 subjects receiving protocol RT, 15 were
    readmitted within 30 d of discharge, for a readmission rate
    of 9.3%. Of the 82 subjects receiving non-protocol RT,
    16 were readmitted within 30 d, for a readmission rate of
    19.5%.
    Discussion
    however, in this study, the type of RT delivery did not
    affect hospital stay. There were also no significant interaction effects between protocol type and COPD severity;
    that is, regardless of severity level, the protocol type did
    not affect hospital stay. As expected, greater disease severity significantly affected hospital stay. Overall, the results show that regardless of disease severity, treatment
    efficacy was not sacrificed when RT was directed by respiratory therapists rather than by physicians.
    In this study, 30-d readmission frequency was not independent of protocol type. Only 9.3% of COPD subjects
    experiencing acute pneumonias were readmitted if they
    were placed on protocol RT, whereas 19.5% of subjects
    given non-protocol RT were readmitted within 30 d. However, the majority of subjects in our sample (162 of 244
    subjects) received protocol RT; caution must be used in
    attributing the lower 30-d readmission rate to protocol RT
    use. However, because the absolute number of subjects
    readmitted in the smaller physician-directed RT group was
    greater than the absolute number readmitted in the much
    larger therapist-directed RT group (16 vs 15 readmissions,
    respectively), it is reasonable to speculate that protocol RT
    may have had a beneficial effect on subject readmission
    rates. One wonders if the subjects receiving physiciandirected RT had more severe disease than the subjects
    receiving therapist-directed RT; this is unlikely because
    hospital stay was not affected by protocol type, regardless
    of disease severity.
    Previous studies have shown that RT delivered by protocol is beneficial in several ways, including cost savings,
    hastened mechanical ventilation weaning times, reduced
    time spent in intensive care, and reduced number of subjects returning to the ICU because of complications.4,7,8 In
    addition, Tramacere et al11 showed that RT delivered by
    protocol results in more timely implementation of therapy.
    To our knowledge, no previous studies have addressed the
    effect of therapist-directed protocols on 30-d readmission
    rate and hospital stay for COPD subjects.
    Limitations
    Retrospective studies do not allow for random assignment to treatment groups or active control of confounding variables; causal relationships cannot be definitively
    established. It is possible that a comparison of 30-d readmission frequencies between physician-directed and
    therapist-directed groups would yield different results if
    the groups were more comparable in size.
    In this sample of 244 subjects, neither the type of protocol (therapist-directed or physician-directed) used nor
    the age of the subject had a significant effect on hospital
    stay. Because treatment is generally timelier when RT
    protocols are used, one could reasonably speculate that RT
    protocols would be associated with a shorter hospital stay;
    In our study, protocol RT did not confer a disadvantage
    to subjects in terms of hospital stay compared with nonprotocol RT. Overall, the results show that treatment ef-
    RESPIRATORY CARE • FEBRUARY 2015 VOL 60 NO 2
    153
    Conclusions
    RESPIRATORY THERAPIST- VS PHYSICIAN-DIRECTED CARE IN COPD SUBJECTS
    ficacy was not sacrificed when RT was directed by respiratory therapists rather than by physicians, regardless of
    disease severity. In addition, the results suggest that
    therapist-directed protocols may have been of some benefit in reducing 30-d post-discharge readmissions.
    ACKNOWLEDGMENTS
    We thank Michael G Parker PhD PT (University of Mary, Bismarck,
    North Dakota) for his assistance with statistical analysis.
    REFERENCES
    1. American Association for Respiratory Care. Guidelines for respiratory care department protocol program structure. Ford version 11.
    10.2008. https://www.aarc.org/resources/professional-documents/
    whitepapers/protocol-program-structure/ Accessed July 17, 2014.
    2. Stoller JK, Mascha EJ, Kester L, Haney D. Randomized controlled
    trial of physician-directed versus respiratory therapy consult servicedirected respiratory care to adult non-ICU inpatients. Am J Respir
    Crit Care Med 1998;158(4);1068-1075.
    3. Rose L, Nelson S, Johnston L, Presneill JJ. Decisions made by
    critical care nurses during mechanical ventilation and weaning in an
    Australian intensive care unit. Am J Crit Care 2007;16(5):434-443.
    4. Hermeto F, Bottino MN, Vaillancourt K, Sant’Anna GM. Implementation of a respiratory therapist-driven protocol for neonatal ventilation: impact on the premature population. Pediatrics 2009;123(5):
    e907-e916.
    5. Koch R. Therapist driven protocols: a look back and moving into the
    future. Crit Care Clin 2007;23(2):149-159.
    6. Ely EW, Bennett PA, Bowton DL, Murphy SM, Florance AM,
    Haponik EF. Large scale implementation of a respiratory
    therapist-driven protocol for ventilation weaning. Am J Respir Crit
    Care Med 1999;159(2):439-446.
    7. Kollef MH, Shapiro SD, Clinkscale D, Cracchiolo L, Clayton D,
    Wilner R, Hossin L. The effects of respiratory therapist-initiated
    treatment protocols on patient outcomes and resource utilization.
    Chest 2000;117(2):467-475.
    8. Kallam A, Meyerink K, Modrykamien AM. Physician-ordered aerosol therapy versus respiratory therapist-driven aerosol protocol: the
    effect on resource utilization. Respir Care 2013;58(3):431-437.
    9. Parker A, Liu X, Harris A, Smith R, Reynolds M, Shanholtz C,
    Netzer G. Respiratory therapy organization changes result in increased respiratory care resource utilization in a tertiary care medical
    intensive care unit. Chest 2010;138(4_MeetingAbstracts):766A. doi:
    10.1378/chest.10451.
    10. Pikarsky RS, Acevedo RA, Farrell T. Medical errors reduction using
    respiratory care protocols. Chest 2009;136(4_MeetingAbstracts):62S.
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    11. Tramacere A, Rizzardi R, Cilione C, Serri B, Florini F, Lorenzi MC,
    Clini E. Effects of respiratory therapist-directed protocol prescription
    and outcomes of pulmonary rehabilitation in COPD inpatients. Respiration 2004;71(1):60-65.
    12. 3M Health Information Systems. An overview of 3M all patient
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    This article is approved for Continuing Respiratory Care Education
    credit. For information and to obtain your CRCE
    (free to AARC members) visit
    www.rcjournal.com
    154
    RESPIRATORY CARE • FEBRUARY 2015 VOL 60 NO 2

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